-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wo3gdCCW5MOtN+Qunx2zTIunZDp98wAttvSnjeMM/A5NMrahZf5/ALaUQ2l4ULv2 E3k3YRbMzq4JJa1MEiWudw== 0000950123-02-001183.txt : 20020414 0000950123-02-001183.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950123-02-001183 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020211 GROUP MEMBERS: KATZMAN BUSINESS HOLDINGS, L.P. GROUP MEMBERS: KATZMAN MANAGEMENT, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON REVIEW INC CENTRAL INDEX KEY: 0001113668 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 223727603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77933 FILM NUMBER: 02533728 BUSINESS ADDRESS: STREET 1: 2315 BROADWAY CITY: NEW YORK CITY STATE: NY ZIP: 10024 BUSINESS PHONE: 2128748282 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KATZMAN JOHN S CENTRAL INDEX KEY: 0001166726 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2315 BROADWAY 2ND FL STREET 2: C/O THE PRINCETON REVIEW CITY: NEW YORK STATE: NY ZIP: 10024 BUSINESS PHONE: 2128748282 MAIL ADDRESS: STREET 1: C/O THE PRINCETON REVIEW STREET 2: 2315 BROADWAY 2ND FL CITY: NEW YORK STATE: NY ZIP: 10024 SC 13G 1 y57360sc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)(1) The Princeton Review, Inc. - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock - ----------------------------------------------------------------------------- (Title of Class of Securities) 742352 10 7 - ----------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - ----------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 742352 10 7 SCHEDULE 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) John S. Katzman - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 9,705,835 NUMBER OF -------------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH -------------------------------------------------------------- REPORTING PERSON WITH 7. SOLE DISPOSITIVE POWER 9,705,835 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 9,705,835 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 35.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- CUSIP No. 742352 10 7 SCHEDULE 13G Page 3 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Katzman Business Holdings, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,369,735 NUMBER OF -------------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH -------------------------------------------------------------- REPORTING PERSON WITH 7. SOLE DISPOSITIVE POWER 1,369,735 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 1,369,735 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - -------------------------------------------------------------------------------- CUSIP No. 742352 10 7 SCHEDULE 13G Page 4 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Katzman Management, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,369,742 NUMBER OF -------------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH -------------------------------------------------------------- REPORTING PERSON WITH 7. SOLE DISPOSITIVE POWER 1,369,742 - -------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH REPORTING PERSON 1,369,742 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- CUSIP No. 742352 10 7 SCHEDULE 13G Page 5 of 8 Pages This Statement on Schedule 13G, relating to the common stock, par value $.01 per share (the "Common Stock"), issued by The Princeton Review, Inc., a Delaware corporation (the "Issuer"), is being filed by and on behalf of John S. Katzman ("Katzman"), Katzman Business Holdings, L.P. ("Business Holdings") and Katzman Management, Inc. ("Management"). Katzman is the sole director and sole stockholder of Management. Management is the sole general partner of Business Holdings. The sole limited partner of Business Holdings is a grantor retained annuity trust established by Katzman with Katzman's family members as beneficiaries. ITEM 1(a). NAME OF ISSUER: The Princeton Review, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2315 Broadway New York, NY 10024 ITEM 2(a). NAME OF PERSON FILING: John S. Katzman Katzman Business Holdings, L.P. Katzman Management, Inc. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2315 Broadway New York, NY 10024 ITEM 2(c). CITIZENSHIP: Katzman is a citizen of the United States. Business Holdings is a Delaware partnership. Management is a Delaware corporation. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 per share ITEM 2(e). CUSIP NUMBER: 742352 10 7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company as defined in Section 8 of the Investment Company Act.
CUSIP No. 742352 10 7 SCHEDULE 13G Page 6 of 8 Pages (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
N/A ITEM 4. OWNERSHIP: (a) Amount beneficially owned: Katzman 9,705,835* Business Holdings 1,369,735 Management 1,369,742 (b) Percent of class: Katzman 35.7%* Business Holdings 5.0% Management 5.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Katzman 9,705,835* Business Holdings 1,369,735 Management 1,369,742 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: Katzman 9,705,835* Business Holdings 1,369,735 Management 1,369,742 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: * This number includes 102,160 shares of the Issuer's Common Stock held by Mr. Katzman's spouse. Mr. Katzman disclaims ownership of shares not held in his name except to the extent of his pecuniary interest therein. CUSIP No. 742352 10 7 SCHEDULE 13G Page 7 of 8 Pages If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of a class of securities, check the following [ ]. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A ITEM 8. IDENTIFICATION OF MEMBERS OF THE GROUP: N/A ITEM 9. NOTICE OF DISSOLUTION OF A GROUP: N/A ITEM 10. CERTIFICATION: N/A CUSIP No. 742352 10 7 SCHEDULE 13G Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 2/6/02 /s/ John S. Katzman ---------------------------- ------------------------------------ John S. Katzman KATZMAN BUSINESS HOLDINGS, L.P. By: KATZMAN MANAGEMENT, INC., its general partner Dated: 2/6/02 By /s/ John S. Katzman ---------------------------- ---------------------------- Name: John S. Katzman Title: President KATZMAN MANAGEMENT, INC. Dated: 2/6/02 By /s/ John S. Katzman ---------------------------- -------------------------------- Name: John S. Katzman Title: President EX-99 3 y57360ex99.txt JOINT FILING AGREEMENT EXHIBIT AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby consents to the joint filing on their behalf of a single Schedule 13G and any amendments thereto, with respect to the ownership by each of the undersigned of shares of common stock of The Princeton Review, Inc. Each of the undersigned hereby further agrees that this statement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all of which counterparts shall together constitute one and the same instrument. Dated: 2/6/02 /s/ John S. Katzman ---------------------------- -------------------------------- John S. Katzman KATZMAN BUSINESS HOLDINGS, L.P. By: KATZMAN MANAGEMENT, INC., its general partner Dated: 2/6/02 By /s/ John S. Katzman ---------------------------- ---------------------- Name: John S. Katzman Title: President KATZMAN MANAGEMENT, INC. Dated: 2/6/02 By /s/ John S. Katzman ---------------------------- ---------------------------- Name: John S. Katzman Title: President -----END PRIVACY-ENHANCED MESSAGE-----